Mutual Funds

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We provide a comprehensive range of services for mutual funds to help you better understand and manage daily operations and data requirements. Our flexible and responsive service is delivered through best in class integrated technology, robust processes and a highly automated and controlled operating platform. Our specialist teams are experienced in servicing Series and Standalone Trusts, Forum, 40 Act Funds and Alternatives. 

Services
Series and Stand-alone Trusts
Alternatives

Administration

 

  • Managing fund start-ups and conversions.
  • Monitoring performance.
  • Supporting financial reporting.
  • Supporting SEC filings.

 

Accounting & Tax

 

  • Maintaining books and records.
  • Supporting reconciliations.
  • Supporting cash reporting.
  • Providing NAV calculations.
  • Providing tax services.

 

Transfer Agency

 

  • Call Center.
  • Trade Processing.
  • Dealer Services.
  • Statements.
  • Web Services.

 

Legal & Compliance

 

  • Providing board support.
  • Assisting registration statements.
  • Provision of CCO & SOX officers.
  • Certifications.
  • Providing portfolio monitoring.

Series trusts

 

Our series trust solutions provide proven mutual fund governance, regulatory, compliance and operations infrastructure so that you can focus on managing your funds and raising assets.

 

Services include:

 

  • Providing leading legal, compliance and operations solutions.
  • Provision of experienced board.
  • Maintaining robust policies and procedures.
  • Supporting private label branding.
  • Guarantee 105-120 days to market.

 

Stand-alone trusts

 

We provide the additional support and project management required to service stand-alone registrants. Our project management services relieve you of the need to rely on costly outside counsel.

 

Services include:

 

  • Managing new trust start-up project plans.
  • Drafting and filing trust documents.
  • Coordinating trust service provider evaluations and agreements
  • Assisting with the development of trust policies and procedures.

Our expert teams and wealth of experience with alternative funds enables us to deliver a consultative approach to help alternative asset managers adapt their strategy for the registered fund market.

 

Services include:

 

  • Evaluating portfolios for compliance with legal and tax requirements.
  • Providing guidance on liquidity and use of leverage.
  • Coordinating brokerage, ISDA and account control agreements.
  • Drafting manager of manager exemptive applications for sub-advised funds.

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