- Managing fund start-ups and conversions.
- Monitoring performance.
- Supporting financial reporting.
- Supporting SEC filings.
Accounting & Tax
- Maintaining books and records.
- Supporting reconciliations.
- Supporting cash reporting.
- Providing NAV calculations.
- Providing tax services.
- Call Center.
- Trade Processing.
- Dealer Services.
- Web Services.
Legal & Compliance
- Providing board support.
- Assisting registration statements.
- Provision of CCO & SOX officers.
- Providing portfolio monitoring.
Our series trust solutions provide proven mutual fund governance, regulatory, compliance and operations infrastructure so that you can focus on managing your funds and raising assets.
- Providing leading legal, compliance and operations solutions.
- Provision of experienced board.
- Maintaining robust policies and procedures.
- Supporting private label branding.
- Guarantee 105-120 days to market.
We provide the additional support and project management required to service stand-alone registrants. Our project management services relieve you of the need to rely on costly outside counsel.
- Managing new trust start-up project plans.
- Drafting and filing trust documents.
- Coordinating trust service provider evaluations and agreements
- Assisting with the development of trust policies and procedures.
Our expert teams and wealth of experience with alternative funds enables us to deliver a consultative approach to help alternative asset managers adapt their strategy for the registered fund market.
- Evaluating portfolios for compliance with legal and tax requirements.
- Providing guidance on liquidity and use of leverage.
- Coordinating brokerage, ISDA and account control agreements.
- Drafting manager of manager exemptive applications for sub-advised funds.