US Mutual Funds Start Ups and Conversions

We meticulously manage fund conversions and start-ups to ensure a fund’s regulatory, compliance, tax and operational requirements are fully satisfied. Our specialist teams manage the conversion and start-up process end-to-end, and provide financial transparency of fund operating costs.

Services include:

 

 Fund Start Up

 

 

  • Providing guidance on mutual fund requirements and regulations.
  • Preparation of detailed fund operating expense projections.
  • Evaluating proposed portfolio for compliance with SEC and IRS regulations.
  • Identifying registered fund related advisor.
  • Recommending compliance procedure enhancements.
  • Managing the fund launch including coordinating service providers and tracking deliverables.
  • Providing best practice and cost management guidance.

 

Fund Conversion

 

 

  • Providing guidance on converting target fund performance.
  • Assisting with tax analysis of converting accounts.
  • Supporting in-kind conversions.
  • Drafting plan of reorganization.

Related content

Key actions to satisfy the new EU Sustainable Finance Disclosure Regulation
ESG moves into the mainstream for alternative assets
What to consider when reassessing financial services providers

Get in touch with our team

Submit your query