US Mutual Funds Start Ups and Conversions

We meticulously manage fund conversions and start-ups to ensure a fund’s regulatory, compliance, tax and operational requirements are fully satisfied. Our specialist teams manage the conversion and start-up process end-to-end, and provide financial transparency of fund operating costs.

Services include:

 

 Fund Start Up

 

 

  • Providing guidance on mutual fund requirements and regulations.
  • Preparation of detailed fund operating expense projections.
  • Evaluating proposed portfolio for compliance with SEC and IRS regulations.
  • Identifying registered fund related advisor.
  • Recommending compliance procedure enhancements.
  • Managing the fund launch including coordinating service providers and tracking deliverables.
  • Providing best practice and cost management guidance.

 

Fund Conversion

 

 

  • Providing guidance on converting target fund performance.
  • Assisting with tax analysis of converting accounts.
  • Supporting in-kind conversions.
  • Drafting plan of reorganization.

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