SFDR requires financial market participants and financial advisers, including UCITs management companies and Alternative Investment Fund Managers (AIFMs) to make pre-contractual and ongoing disclosures to end investors with regard to the integration of sustainability risks, consideration of adverse sustainability impacts, the promotion of environmental or social characteristics, and sustainable investment.
Who should make the submission
What needs to be submitted
· in the case of a UCITS, it is the management company or UCITS Self- Managed Investment Company (SMIC)
· In the case of an AIF- it is the AIFM or the AIF SMIC
· In the case of an AIF with a non-EU AIFM, the Responsible Person is the fund itself
Certify that the amendments are in accordance with the SFDR and do not contain any other amendments to the pre-contractual documentation.
What is the deadline
Where does the submission need to be made
Submissions must be made before 10th March 2021
Submit along with the amended final dated documents to [email protected]
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