Junior Compliance Manager

Overview

The Role & Key Responsibilities
Skills Required
What you will get in return
Additional Information

Skills Required

  • A University degree in Accountancy or equivalent/Final stages of ACCA qualification
  • An ability to work to and meet agreed deadlines
  • Ability to work under pressure
  • Competence in Excel, general IT and accounting packages
  • A minimum of 3 years’ experience in a similar role
  • Experience in audit would be ideal, but not necessary
Tab Item Content

Skills Required

  • A University degree in Accountancy or equivalent/Final stages of ACCA qualification
  • An ability to work to and meet agreed deadlines
  • Ability to work under pressure
  • Competence in Excel, general IT and accounting packages
  • A minimum of 3 years’ experience in a similar role
  • Experience in audit would be ideal, but not necessary
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Department: Compliance

Employment Type: Permanent, Full Time

Role & Key Responsibilities:

To work with the Compliance Officer in support of the Guernsey Compliance team, contributing towards the development and enhancement of the Compliance function. This will include providing support to the Compliance Officer, Senior Management and Operational staff by providing compliance advice and guidance.

Key responsibilities include:

  • Assisting the Compliance Officer to ensure compliance throughout the business.
  • Promoting a positive compliance culture through engagement with staff.
  • To act as a senior member within the Compliance team.
  • To act as named representative of administered licensed client entities and to act as a principle point of contact for the regulator.
  • Assisting in the review and completion of the compliance monitoring programme.
  • Preparing and reviewing regulatory submissions.
  • Preparing and presenting periodic Compliance reports for the business and administered client entities.
  • Assisting with the provision of training and / or advice to staff.
  • Providing key management information.
  • Experience within a relevant compliance role (within a fiduciary or investment capacity).
  • Ability to assess business requests accurately and promptly, delivering pragmatic and timely solutions to compliance related queries and / or identified risks.
  • Keen attention to detail and good communication skills.
  • Strong organisational skills.
  • Competent analytical, research and investigative skills.
  • Proficient in Microsoft software (including; Word and Excel).
  • Self-starting and capable of working both within the team and with light supervision.

 

  • Opportunity to develop your career through holding regulatory prescribed positions.
  • Understanding of the Guernsey private equity industry.
  • Working with a dynamic and experienced team of Compliance professionals.
  • A genuinely unique opportunity to be part of an expanding large global business.
  • Exposure to all aspects of the business, cross-jurisdiction and working with senior management directly.
  • Competitive package commensurate with skills and experience.

 

We are an equal opportunity employer and ensure that no applicant is subject to less favourable treatment on the grounds of gender, gender identity, marital status, race, colour, nationality, ethnicity, age, sexual orientation, socio-economic, responsibilities for dependants, physical or mental disability. Any hiring decision are made on the basis of skills, qualifications and experiences.

We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet.

For more information on our commitment to Corporate Social Responsibility (CSR) please visit our CSR policy page.

If you are looking to take that next step in your career and are ready to work for a high performing organisation, alongside talented people who take pride in delivering great results, please submit your application (with your CV, cover letter and salary’s expectations) to our dedicated email address: [email protected]

 

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Life At Apex

"Working here I have the space to be creative, take ownership and develop continuously. It’s a great company with a purpose, which in turn enables its people to identify with the core values and mission."

Diane Mero, Office Manager, Dubai

What we look for

We look to recruit bright, articulate and numerate employees who are not afraid of a challenge and are prepared to work hard and love what they do. Every employee plays a part in making our business what it is today and the more we grow, the more important that becomes.

 

Whatever your career path, ambition or skillset you will be joining an entrepreneurial environment and become part of a globally connected team. We don’t just want you to succeed, we want you to flourish.

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